⚙️ Technology Trade

Export Control Compliance

China's export control regime has expanded significantly since 2020. Whether you're exporting technology to China or transferring controlled items out of China, you need to understand the rules—and the risks of non-compliance.

2020
Export Control Law
¥50M
Max Fine
10+
Control Categories

🏛️ China's Export Control Regime

China's export control system has evolved from scattered regulations into a comprehensive framework. The cornerstone is the 2020 Export Control Law, supplemented by sector-specific rules.

Export Control Law (2020)

Comprehensive framework covering dual-use items, military products, nuclear materials, and other controlled goods and technologies.

出口管制法

Unreliable Entity List

China's response to US Entity List. Companies can be blacklisted for endangering China's sovereignty or discriminating against Chinese entities.

不可靠实体清单

Technology Export Restrictions

Catalog of technologies restricted or prohibited from export, recently updated to include AI-related technologies.

中国禁止出口限制出口技术目录

Anti-Sanctions Rules

Counter-measures against foreign sanctions, potentially requiring companies to ignore US/EU export controls in certain cases.

阻断外国法律与措施不当域外适用办法

⚠️ Caught in the Middle

Companies operating in both the US/EU and China face potential conflicts between Western and Chinese export controls. Compliance with one jurisdiction's rules may violate another's. We help you navigate this complex terrain.

🔬 Dual-Use Technology

"Dual-use" items have both civilian and potential military applications. China's dual-use control list closely mirrors international Wassenaar Arrangement categories but includes China-specific additions.

💻

Electronics

🖥️

Computers

📡

Telecom

🔐

Info Security

📷

Sensors

🧭

Navigation

🚢

Marine

✈️

Aerospace

🤖

AI/ML

🧬

Biotech

🤖 AI & Emerging Tech

China's 2020 technology catalog updates added restrictions on AI algorithms, drone technology, and certain data processing technologies. These restrictions affect both outbound transfers and technology sharing with foreign parties.

📋 Control List Classification

Understanding which list(s) apply to your products or technology is the first step in compliance.

📦 Dual-Use Items List

Commercial goods and technologies that could have military applications. Covers materials, equipment, software, and technical data.

Examples: High-performance computing, certain chemicals, precision machine tools, encryption software, carbon fiber materials.

⚔️ Military Products List

Weapons, munitions, and military equipment. Strictly controlled with few exceptions.

Examples: Firearms, explosives, military vehicles, certain optics and targeting systems.

☢️ Nuclear Export Control List

Nuclear materials, equipment, and related technologies. Subject to international treaty obligations.

Examples: Uranium, nuclear reactor components, certain isotope separation equipment.

💊 Controlled Chemicals List

Chemical weapons precursors and certain industrial chemicals with potential dual-use applications.

Examples: Certain phosphorus compounds, fluorine compounds, specific acids and agents.

🧬 Biological Agents & Toxins

Pathogens, toxins, and related genetic materials with potential bioweapons applications.

Examples: Certain viruses, bacteria, genetic sequences, delivery equipment.

🚀 Missile Technology List

Items related to missile and rocket development, including components and guidance systems.

Examples: Rocket motors, guidance systems, certain alloys, propulsion components.

📝 License Applications

When your items fall under control lists, you need an export license. Here's the process:

1

Classification

Determine if your item is controlled and under which list/category

2

End-User Check

Verify the recipient isn't on restricted lists or diverting items

3

Application

Submit license application to MOFCOM with required documentation

4

Review

MOFCOM reviews (45 days standard, may involve other agencies)

5

Decision

License granted, denied, or conditional approval with restrictions

📄 Key Documents Required

Export license application • End-user certificate • End-use statement • Technical specifications • Contract or order details • Corporate registration • Previous export records (if applicable)

🏢 Internal Compliance Programs

An Internal Compliance Program (ICP) is increasingly expected—and in some cases required—for companies dealing with controlled items. A good ICP also provides a defense if violations occur.

📜 Policy Framework

Documented export control policies approved by senior management.

  • Management commitment statement
  • Scope and applicability
  • Compliance objectives
  • Disciplinary procedures

👥 Organization & Responsibility

Clear roles and reporting lines for compliance.

  • Designated compliance officer
  • Department responsibilities
  • Escalation procedures
  • Board-level oversight

⚙️ Transaction Screening

Procedures to evaluate every export transaction.

  • Product classification
  • End-user screening
  • End-use verification
  • Red flag recognition

🎓 Training & Awareness

Regular education for all relevant personnel.

  • Initial onboarding training
  • Annual refreshers
  • Role-specific modules
  • Regulatory update briefings

📊 Audit & Review

Regular assessment of compliance effectiveness.

  • Internal audit schedule
  • Third-party reviews
  • Corrective action tracking
  • Continuous improvement

📁 Record Keeping

Documentation requirements and retention.

  • Transaction records (5+ years)
  • Classification decisions
  • Training records
  • Audit findings

🛠️ How We Help

🔍 Export Classification

Determine which (if any) control lists apply to your products, technology, or software. We provide defensible classification opinions you can rely on.

📝 License Applications

Prepare and submit export license applications to MOFCOM. We handle documentation, respond to queries, and track approvals.

🏢 ICP Development

Build or enhance your Internal Compliance Program. We create practical, auditable procedures tailored to your business.

🎓 Compliance Training

Train your team on China export control requirements, red flags, and compliance procedures. Available in English and Chinese.

⚖️ Conflict Resolution

Navigate conflicts between Chinese and Western export control requirements. Develop compliant strategies for multi-jurisdictional operations.

🔔 Regulatory Monitoring

Stay ahead of changes to control lists, entity lists, and enforcement trends. We alert you to developments affecting your business.

Ensure Your Export Compliance

Export control violations carry severe penalties—including criminal liability. Don't leave compliance to chance.

Get Expert Guidance