📋 CAC Security Assessment

European SaaS Company: Cross-Border Data Transfer Approval

How we helped a B2B software company continue serving Chinese customers legally under PIPL.

Industry
B2B SaaS
HQ Location
Germany
Chinese Users
2.3M
Timeline
8 months
Outcome
✓ Approved

The Challenge

Our client, a German enterprise software company, had built a significant presence in China over 10 years. Their project management and collaboration tools were used by over 2.3 million users across 500+ Chinese enterprises.

Like most global SaaS companies, their architecture was centralized—all data processed in EU data centers. This worked fine until China's Personal Information Protection Law (PIPL) took effect in November 2021.

The Problem: Under PIPL Article 40, data processors handling personal information of more than 1 million individuals must pass a CAC security assessment before transferring data abroad. Our client was well over this threshold.

The stakes were high:

Our Approach

Phase 1: Data Mapping & Classification (6 weeks)

Before any filing, we needed to understand exactly what data was being transferred and why. We worked with the client's engineering and legal teams to:

Phase 2: Risk Assessment Documentation (4 weeks)

CAC requires a detailed self-assessment covering:

Phase 3: Submission & Review (6 months)

We submitted the application to the Shanghai Cyberspace Administration (the local CAC office). The review process involved:

Timeline

Month 1-2
Data Mapping — Catalogued all data flows, identified 47 distinct data categories transferred cross-border
Month 2-3
Risk Assessment — Prepared comprehensive documentation per CAC requirements
Month 3
Submission — Filed application with Shanghai CAC
Month 4
First Review — Received 23 supplementary questions
Month 5
On-site Inspection — CAC team visited Shanghai office
Month 6-7
Clarification Rounds — Addressed technical questions, revised documentation
Month 8
Approval — Received official approval letter

Key Success Factors

1. Thorough Preparation

We spent more time upfront on data mapping than most companies expect. This investment paid off—our initial submission was more complete than average, reducing back-and-forth with regulators.

2. Technical Accuracy

CAC reviewers are technically sophisticated. Vague or inaccurate descriptions of data flows and security measures will be caught. We ensured engineering teams were involved in drafting technical sections.

3. Proactive Communication

We maintained regular contact with the CAC office, responding to queries within 48 hours. This built goodwill and kept the process moving.

The Result: Full approval granted. The client can continue transferring Chinese user data to EU servers legally. No data localization required. Business continuity maintained.

Lessons for Other Companies

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